Vice President – Execution
Mumbai
Date posted :Department
Senior Vice President
Qualification
CA/MBA (Finance ) from reputed B-schools
Experience
12 years +++
Domain Knowledge Competencies
Domain Knowledge Competencies
• Understanding of capital markets in India & Globally.
• Knowledge and experience in all capital market products – IPO, FPO, Rights Issues, QIP, QIB, FCCBs, Open Offer and PE.
• Updated Knowledge of SEBI and Stock Exchange regulations as well as Regulatory Domain expertise in ECM execution.
Experience in Product areas
Knowledge and experience in all capital market products – IPO, FPO, Rights Issues, QIP, QIB, PE,FCCBs and Government Disinvestment
Position Objective /Responsibilities
• Responsible for developing and managing team within the Equity Capital Markets Execution
• Manages execution relating to IPOs/FPOs/Right issues/Open offer/ Delisting/ Govt. Disinvestment end to end
• Supervises the document preparation (DRHP/RHP) for public issue / Rights Offers etc., due diligence and execution of Equity Capital Market
transactions
• Supervises the execution and successful closure of Equity capital market transactions
• Coordinates and works closely with the ECM team on all aspects of regulatory compliance
• Responsible for regulatory and internal compliance of Merchant Banking business
• Liaisons with regulators, clients, intermediaries and interacting with the stock exchanges from deal execution and approval perspective
• Responsible for contributing to business development by bringing in early lead for capital market products and ensuring client engagement with
the help of the coverage team
• Responsible in ensuring risk management and compliance with various SEBI Regulations and meeting all disclosure requirements
• To play a lead role in negotiation with various transaction agreements with clients and third parties
• Investor Grievance handling pre & post issue
• Assisting in the post issue co-ordination work up-to the listing
• Comply with the Compliance and Risk policy of the Company
• Spearheading various regulatory changes and providing recommendations on regulatory changes to SEBI committees
• Imparts product knowledge to subordinates and peers in Capital market products
• Typically manages a team of 2 – 3 resources
• Ensures optimal utilization of resources through continuous engagement and periodic feedback on their performance
Behavioral Competencies
• Ability to evaluate
• Communication and Presentation Skills
• Awareness of Business Environment
• Deep domain expertise of SEBI Regulations including ICDR, Companies Act and other applicable regulations
• Ability to manage crucial and difficult situations by providing innovative solutions and problem solving with clients
